We empower the financial services business community with dynamic solutions that relieve the burden of complex and expensive regulatory management.
Andy Sandler is the CEO and Founder of Asurity Technologies.
Andy is also the founder and Chairman of Treliant Risk Advisors, the nation’s preeminent privately owned and operated financial services industry consulting firm and founder of The Sandler Family Foundation, which focuses on impact investing and supporting social entrepreneurship. Andy also founded and led Buckley Sandler, a premier financial services law firm.
A serial entrepreneur, investor, and strategic advisor to the financial services industry, Andy invests in and advises early-stage companies developing disruptive technologies in financial services and industries with significant regulatory challenges through Temerity Capital Partners, his family office, and private investment company.
Luke Wimer is Chief Operating Officer of Asurity Technologies. He manages the daily operations of the firm and is responsible for executing its mission, vision, and strategy.
Prior to Asurity Technologies, Luke served as EVP of Global Operations and CIO for MoneyGram, International; Principal at Thomas H. Lee Partners, the Boston-based private equity firm; and as a Vice President at Capital One. Luke holds an MBA from the Anderson School of Management at UCLA.
Dr. Anurag Agarwal is the president of Asurity Technologies’ compliance risk analysis and report platform RiskExec.
He is a recognized expert in fair lending, Home Mortgage Disclosure Act (HMDA), Community Reinvestment Act (CRA), and related areas. As the main architect, designer, and developer of the platform, Anurag continues to lead the development of the RiskExec line of compliance technologies.
During his career, Anurag has consulted with and advised large financial institutions in the areas of compliance, fair lending, statistical analysis, and regulatory risk management.
Mike Riddle is the president of Asurity Technologies’ smart loan document solution, MRGDocs.
He leads the division’s legal experts and engineers to continuously expand the capabilities of the compliant disclosure and documentation systems. Mr. Riddle is the co-founder and managing partner of the Middleberg Riddle Group, one of America’s preeminent mortgage banking law firms. For more than 40 years, he has provided advice and legal counsel concerning regulatory compliance, enforcement, and litigation to clients including banks, mortgage lenders, insurers and related financial service entities.
David Greenwood is the Chief Technology Officer at Asurity Technologies. He oversees all aspects of the technology vision, strategy, and execution for the firm, ensuring our innovative compliance solutions meet rigorous standards for quality, security
David has significant breadth and depth of executive leadership experience in IT management, technical strategy, solution design, and technology planning, development and delivery. Prior to Asurity Technologies, David served as Chief Information Officer at Promontory Financial Group, where he had executive leadership over corporate information systems and business applications. David was also a Managing Director, Technology, in the U.S. tax business of PricewaterhouseCoopers, with a focus on leveraging new technology to deliver innovative products and services. Prior to PwC, David was a senior technology leader and business line CIO at Genworth Financial. He previously served as the Vice President of Architecture and Engineering at Federal Reserve Information Technology, leading a portfolio of application and infrastructure initiatives aimed at modernizing the U.S. payment system. He began his career at IBM, where he held a number of senior management and technology leadership positions. David holds a Ph.D. from University College London and a Master of Science from Rensselaer Polytechnic Institute.
Loc Khuong is Chief Financial Officer at Asurity Technologies, where he manages all aspects of finance, leasing, treasury, risk management, financial reporting, financial analysis
Loc has spent more than 20 years in senior management positions as Chief Financial Officer, Vice President of Finance and Senior Director of Finance within various industries, including financial services, technology, healthcare, pharmaceutical distribution, manufacturing
Loc is a seasoned financial leader with an accomplished background in building corporate infrastructure, financial systems and controls, financial planning and analysis, and internal, external reporting, audit and private placement. He has been consistently successful as an internal consultant in linking accounting, financial, and analytical skills to executives to deliver solutions. Loc has international experience with successful activities in Merger & Acquisition in the US, Europe, Mexico, Latin America and Asia.
Loc Khuong is an Accounting graduate
Brett Lewis is the VP of Software Development, RiskExec. He leads design, development, implementation, and support of the RiskExec line of compliance technologies in addition to providing innovative, custom solutions for RMS clients. He has continually sought to improve the offering by listening to the needs of clients, taking advantage of new technologies, and integrating cutting edge statistical and geospatial tools and services.
Brett has spent 15 years providing software tools, service, and support to the regulatory compliance industry. In addition to his work in technology, he has worked with a broad range of institutions in gathering, managing and submitting HMDA and CRA data. He has also operated as a consultant and manager on numerous large-scale loan review projects for some of the nation’s largest lenders. As a programmer analyst for ERS Group he developed a work order management system for a major energy provider and a real-time simultaneously ascending auction system for commodities trading in addition to his work on multiple compliance products. He has also served as an IT consultant for numerous businesses in various industries providing guidance and support as well building and maintaining custom solutions for property management, energy trading, and retail point of sale.
Jesse Taylor is the Enterprise Account Manager for Asurity Technologies. She supports the RiskExec line of compliance technologies offered by Asurity Technologies.
Jesse has experience with large and small financial institutions in evaluating compliance with both state and federal regulatory requirements. She specializes in fair lending and servicing, including statistical analyses and file reviews, the Home Mortgage Disclosure Act (HMDA), the Bank Secrecy Act/Anti-Money Laundering (BSA/AML) and Office of Foreign Assets Control (OFAC) requirements. Prior to Asurity Technologies, Jesse worked at a large non-bank mortgage company where she spent time in both the direct and indirect origination channels.
She joined the compliance department to first manage broker licensing and soon expanded her responsibilities to company and branch license requirements, which included the filing of ancillary state regulatory reports. With the expansion of the Bank Secrecy Act to non-banks, she assisted in developing and implementing the company’s Anti-Money Laundering program. Jesse received her Bachelor of Arts from Austin College with majors in Business Administration and Communication Arts. She is an active member of Toastmasters International and is pursuing advanced communication awards.
Eric Krichinsky has been working in IT for over ten years. His expertise in IT includes virtualization, networking, and security. Eric has worked in IT for the State of Maryland, Federal Government contracting, international nonprofits as well as private sector companies.
Prior to joining Treliant Solutions, Eric was the Network Operations Manager at a nonprofit and before that was an IT Operations Manager at MicroPact. Eric has a B.S. from UMBC in Information Systems with a concentration in Networking.
Su Ah Kim supports Business Operations & Corporate Strategy as the Operations Analyst. Engaging in a variety of initiatives, she assists all departments to increase operational efficiency and achieve key objectives.
Prior to joining Asurity Technologies, Su Ah was with the Financial Services Roundtable (FSR) where she gained experience in enterprise-wide operations, member relations and corporate social responsibility, working with the top 100 U.S. financial institutions.
Su Ah received her B.A. in Economics from the George Washington University.
Cole McCain is a Client Support Analyst at Asurity Technologies. He supports clients of RiskExec as well as users of other technologies.
Cole is a Client Support Analyst with expertise in customer service, troubleshooting and broad knowledge of computing resources. Cole graduated from Tennessee Tech University, focusing on Information Technologies.
Cole’s primary duty is assisting clients in the financial services industry with technical support for programs that offer regulatory compliance, statistical analytics and risk management insight. Cole is also responsible for coordinating with colleagues on various development projects.
Yvette Swanston is the Executive Assistant to the COO, Luke Wimer, by supporting business operations at Asurity Technologies.
Yvette has more than 30 years of experience working with C-Suite Executives and Senior Government Officials in various administrative roles. She has more than 20 years of experience working for various law firms including Gaston & Snow, Morgan Lewis & Bockius and Mayer Brown. Yvette has worked with Managing and Senior Partners on corporate mergers and acquisitions, registration statements, litigation, employment law and real estate. She worked for more than 8 years at the New York Stock Exchange (“NYSE”) both on Wall Street in NY and in Washington D.C. Her role in New York included serving as the right arm to the Executive Vice President and General Counsel and working closely with the CEO, Board of Directors and Management Committee members. While at the NYSE in Washington, D.C. she served as the Budget Administrator, the PAC (Political Action Committee) Administrator and the right arm to the Chief Lobbyist and Head of the office. In that role, she worked daily with senior lobbyists and was the direct liaison for schedulers and staff on Capitol Hill and the Securities and Exchange Commission (“SEC”) and handled all public affairs matters and administrative logistics. Most recently, Yvette served as Practice Administrator for the Chief Operating Officer and as Executive Assistant to the CEO and Founder of Promontory Financial Group in DC.
Chief Business Officer,
Treliant Risk Advisors
Deputy Chief Business Officer,
Treliant Risk Advisors
Edward B. Kramer
Senior Advisory Board Member,
Treliant Risk Advisors
Treliant Risk Advisors
Treliant Risk Advisors